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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-03-09
CA RA APPROVED 2016-11-29
  • AZ RA
    APPROVED
    Since 2021-03-09
  • CA RA
    APPROVED
    Since 2016-11-29

Branch Locations

21700 Oxnard St Suite 1930, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Los Angeles CA 04/2015 10/2016
Raymond James Financial Services,Inc Woodland Hills CA 10/2016 Present
Raymond James Financial Services Advisors Inc. Woodland Hills CA 11/2016 Present
Previous Registrations
  • 2013-11-25 → 2016-10-27
    Great Falls, MT
    Los Angeles, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Los Angeles, CA
  • 2009-07-13 → 2013-11-04
    Crowell, Weedon & Co.
    Los Angeles, CA
Other Businesses

(1)Name of Business: House of Flame and Revelry Events, LLC Address: 7734 N 47th Dr., Glendale, AZ, 85301, United States Activity Type: Business Owner Position/Title: Officer - Vice President, Owner/Proprietor Investment Related: No Start Date: 07/15/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be responsible for directing the operations of the business, as well as the creative direction, in partnership with the other owners. We throw literary themed events. (2)Name of Business: JIGSAW Wealth Management, Inc. Address: 6320 Canoga Ave Ste 620, Woodland Hills, CA, 91367, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/10/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner Support Company to commissions as a broker.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-10
  • S66 Uniform Combined State Law Examination
    2009-06-10
Other Names
  • Samantha D Thompson Innes
  • Samantha Thompson Innes
  • Samantha Thompson Thompson-Innes

View on SEC IAPD

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