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Kevin Richard Carey

Rbc Capital Markets, LLC

New York, NY

Manhasset, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-09-19
NY RA APPROVED 2025-09-18
TX RA APPROVED 2025-09-18
  • VI RA
    APPROVED
    Since 2025-09-19
  • NY RA
    APPROVED
    Since 2025-09-18
  • TX RA
    APPROVED
    Since 2025-09-18

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Manhasset, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc New York NY 11/2012 05/2017
First Republic Securities Company, Llc New York NY 05/2017 09/2023
First Republic Investment Management, Inc. New York NY 05/2017 09/2025
J.P. Morgan Securities Llc New York NY 09/2023 09/2025
Jpmorgan Chase Bank, N.A. New York NY 10/2023 09/2025
Rbc Capital Markets, Llc New York City NY 09/2025 Present
  • 11/2012 → 05/2017
    First Republic Securities Company, Llc
    New York, NY
  • 05/2017 → 09/2023
    First Republic Securities Company, Llc
    New York, NY
  • 05/2017 → 09/2025
    First Republic Investment Management, Inc.
    New York, NY
  • 09/2023 → 09/2025
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2023 → 09/2025
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2025 → Present
    Rbc Capital Markets, Llc
    New York City, NY
Previous Registrations
  • 2024-03-26 → 2025-09-19
    J.P. Morgan Securities Llc
    New York, NY
    New York, NY
    New York, NY
    Manhasset, NY
  • 2012-11-16 → 2025-03-21
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    New York City, NY
  • 2008-12-12 → 2012-11-19
    Deutsche Bank Securities Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-11
  • S66 Uniform Combined State Law Examination
    2008-12-11
Other Names
  • Kevin R Carey

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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