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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-22 |
| NJ | RA | APPROVED | 2018-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Red Bank | NJ | 06/2009 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 11/2016 | Present |
| Bank Of America, N.A. | Red Bank | NJ | 10/2017 | Present |
I*122874For profit or not for profit: Non-Profit OrganizationName of outside business organization: American Cancer SocietyInvestment related: NAddress of business:Manasquan, New Jersey 8736Nature of business: Charitable Organization,Position, title, association: , Start date of relationship: 1/1/2008Number of hours devoted: 15 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I volunteer and raise money for The American Cancer Society by Chairing their Golf Outings and Local Events throughout the year. I am a volunteer and all money raised goes towards Cancer Research in hopes of one day finding a cure. *1000326For profit or not for profit: Name of outside business organization: Boomer Esiason FoundationInvestment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Fundraising I*2175330, Entity Type: Entity For Profit, Name of OBA: Jenny Doll Events, Inc. , Address: Long Branch , New Jersey, 07740, Investment Related: N, Position, Title, Association: ["Owner"], Employee State Date: 02/01/2025, No Hours: 40 Yearly, No Hours during Trading: 0 Yearly, Duties: Planning and Running Events I*4775272, Entity Type: Entity For Profit, Name of OBA: JL By Invitation Only , Address: Long Branch , New Jersey, 07740, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 06/29/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Plan and Execute Events, Weddings, Charity Events, Corporate Events, Parties. Party Planning/ Event Planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-13 |
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