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William Rollins Bostic

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-18
NC RA APPROVED 2024-09-25
  • TX RA
    APPROVED_RES
    Since 2024-10-18
  • NC RA
    APPROVED
    Since 2024-09-25

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Raleigh NC 06/2013 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 02/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 08/2024 Present
Unemployed Raleigh NC 03/2024 07/2024
Bank Of America, N.A. Raleigh NC 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-15
  • S66 Uniform Combined State Law Examination
    2017-09-15
Other Names
  • William R Bostic
  • Will Bostic
  • William Bostic

View on SEC IAPD

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