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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-06-20 |
Branch Locations
1301 Gervais St, Columbia, SC 29201 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
Orangeburg, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Columbia | SC | 09/2000 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 11/2010 | Present |
1)FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WAKE FOREST COLUMBIA AREA ALUMNI CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: WINSTON-SALEM, NORTH CAROLINA 27016 POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 2/6/2013 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: SERVE AS PRESIDENT OF LOCAL WAKE FOREST UNIVERSITYALUMNI CLUB. TASKS WILL BE TO ORGANIZE PERIODIC SOCIAL AND INFORMATIONAL CLUB EVENTS WITH ASSISTANCE FROM WAKE FOREST UNIVERSITY ALUMNI OFFICE STAFF.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-14 |
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