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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Kaneohe | HI | 06/2016 | 02/2017 |
| Lpl Financial Llc | Honolulu | HI | 03/2017 | 07/2018 |
| Central Pacific Bank | Honolulu | HI | 03/2017 | 07/2018 |
| American Savings Bank | Honolulu | HI | 07/2018 | 09/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2018 | 09/2020 |
| Unemployed | Kaneohe | HI | 09/2020 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2021 | Present |
| Hawaii Financial Advisors Inc | Honolulu | HI | 07/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 07/2021 | 06/2023 |
1. NAME OF OTHER BUSINESS: HAWAII FINANCIAL ADVISORS INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2021 POSITION/TITLE/RELATIONSHIP: REGISTERED SALES ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: CUSTOMER SERVICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-24 |
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