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Byron David Tapp

LPl Financial LLC

Lubbock, TX

Fairplay, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-31
TX RA APPROVED 2015-05-18
  • CO RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED
    Since 2015-05-18

Branch Locations

4906 Lakeridge Dr Ste 1, Lubbock, TX 79424-4018 • United States

Fairplay, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Antioch Wealth Management Lubbock TX 09/2012 Present
Lpl Financial, Llc Lubbock TX 01/2015 Present
  • 09/2012 → Present
    Antioch Wealth Management
    Lubbock, TX
  • 01/2015 → Present
    Lpl Financial, Llc
    Lubbock, TX
Other Businesses

1. 01/16/2015 - ANTIOCH WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ LUBBOCK, TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-15
S63 Uniform Securities Agent State Law Examination 2000-07-20
  • S66 Uniform Combined State Law Examination
    2015-05-15
  • S63 Uniform Securities Agent State Law Examination
    2000-07-20

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EAGLE STRATEGIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
K&S WEALTH ADVISORS, LLC

Other Investors

TIMOTHY DREW MACK
BRAD ALEXANDER PRUITT
MATTHEW DEAN PECK
BRIT CHELSEE INMAN-SWANSON
DAVID BETASSO TOMBS
Bryan Nicolas Sauceda
Joshua Ruben Ortiz
George Allen

Other Offices

HIGH PLAINS INVESTMENT ADVISORS, INC. · LUBBOCK, TX
AMICUS FINANCIAL ADVISORS, LLC · LUBBOCK, TX
AIM ADVISORY GROUP, LLC · LUBBOCK, TX
AMICUS FINANCIAL ADVISORS, LLC · Lubbock, TX
INDEPENDENT WEALTH NETWORK, INC. · Lubbock, TX
LPL FINANCIAL LLC · LUBBOCK, TX
INDEPENDENT WEALTH NETWORK, INC. · Lubblock, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lubbock, TX

More in Lubbock, TX

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