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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-04-18
TX RA APPROVED 2024-04-17
  • NM RA
    APPROVED
    Since 2024-04-18
  • TX RA
    APPROVED
    Since 2024-04-17

Branch Locations

6301 Indian School Rd Ne Suite 500, Albuquerque, NM 87110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Albuquerque NM 06/2009 06/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2015 06/2017
Wells Fargo Advisors Financial Network, Llc Albuquerque NM 06/2017 04/2024
Raymond James Financial Services, Inc. Albuquerque NM 04/2024 Present
Raymond James Financial Services Advisors, Inc. Albuquerque NM 04/2024 Present
Acequia Investment Management Corp Albuquerque NM 10/2019 03/2025
Previous Registrations
Other Businesses

(1) Name of Business: ZeroThreeSixty Wealth Partners Address: 6301 Indian School Rd NE Ste 500, Albuquerque, NM, 87110-8151, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/31/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Member (2) Name of Business: ZeroThreeSixty, LLC Address: 6301 Indian School Rd NE Ste 500, Albuquerque, NM, 87110-8151, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/30/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: 50% member/owner in LLC. This is the legal business structure for our independent practice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-18
  • S66 Uniform Combined State Law Examination
    2008-07-18
Designations
Other Names
  • Devona Lee Duran

View on SEC IAPD

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