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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-25 |
Branch Locations
730 Third Avenue Nyc Regional, New York, NY 10017 • United States
Scarsdale, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | New York | NY | 12/2014 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 12/2014 | Present |
JOHNNY APPLE SIGHTS POSITION: Owner NATURE: To promote green products and small businesses. Commission based compensation. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: Home Address, Scarsdale NY 10583, United States DESCRIPTION: Promote green products and small businesses
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-29 |
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