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Robert Adam Kennedy

Cetera Investment Advisers LLC

San Diego, CA

San Marcos, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-12
  • CA RA
    APPROVED
    Since 2020-11-12

Branch Locations

655 W Broadway 12Th Fl, San Diego, CA 92101 • United States

San Marcos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 04/2010 11/2018
Cetera Advisor Networks Llc San Diego CA 11/2018 12/2018
Cetera Advisors Llc Denver CO 12/2018 Present
First Allied Securities, Inc. (Fasi) San Diego CA 12/2018 09/2022
Summit Brokerage Services, Inc. Boca Raton FL 12/2018 12/2019
First Allied Advisory Services, Inc. Boca Raton FL 12/2018 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Wealth Services, Llc El Segundo CA 01/2024 Present
Cetera Investment Services Llc St Cloud MN 01/2024 Present
Cetera Financial Specialists Llc Schaumberg IL 01/2024 Present
  • 04/2010 → 11/2018
    Lpl Financial
    San Diego, CA
  • 11/2018 → 12/2018
    Cetera Advisor Networks Llc
    San Diego, CA
  • 12/2018 → Present
    Cetera Advisors Llc
    Denver, CO
  • 12/2018 → 09/2022
    First Allied Securities, Inc. (Fasi)
    San Diego, CA
  • 12/2018 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 12/2018 → 11/2020
    First Allied Advisory Services, Inc.
    Boca Raton, FL
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 01/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2024 → Present
    Cetera Financial Specialists Llc
    Schaumberg, IL
Previous Registrations
  • 2018-12-13 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 2018-12-12 → 2018-12-13
    Cetera Wealth Services, Llc
    San Diego, CA
  • 2010-04-29 → 2018-11-26
    Lpl Financial Llc
    Norco, CA
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-17
  • S66 Uniform Combined State Law Examination
    2010-04-17
Other Names
  • Adam Kennedy

View on SEC IAPD

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Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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