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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1500 N. Vine Street, Hollywood, CA 90028 • United States

7073 Santa Monica Blvd, West Hollywood, CA 90038 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Hollywood CA 01/2011 Present
J.P. Morgan Securities Llc Hollywood CA 01/2011 Present
Previous Registrations
  • 2011-03-11 → 2012-10-01
    Chase Investment Services Corp.
    Cypress, TX
    Cypress, TX
    Los Angeles, CA
    Katy, TX
    Hawthorne, CA
    Los Angeles, CA
    Los Angeles,, CA
    Culver City, CA
    Culver City, CA
    Culver City, CA
    Culver City, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-10
S63 Uniform Securities Agent State Law Examination 2008-05-28
  • S65 Uniform Investment Adviser Law Examination
    2011-03-10
  • S63 Uniform Securities Agent State Law Examination
    2008-05-28
Other Names
  • Ranjit S Hayhre
  • Raj Hayhre

View on SEC IAPD

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