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James Nichols

Avivar Capital, LLC

Los Angeles, CA

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Current Employers
Avivar Capital, Llc

North Hollywood, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-16
  • CA RA
    APPROVED
    Since 2019-09-16

Branch Locations

6464 Sunset Blvd. Suite 1180, Los Angeles, CA 90028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foodbank Of Santa Barbara County Santa Barbara CA 07/2010 05/2017
Self Employed Santa Barbara CA 05/2017 04/2019
Avivar Capital, Llc Los Angeles CA 05/2019 Present
Balance Financial Management Santa Barbara CA 08/2018 04/2019
  • 07/2010 → 05/2017
    Foodbank Of Santa Barbara County
    Santa Barbara, CA
  • 05/2017 → 04/2019
    Self Employed
    Santa Barbara, CA
  • 05/2019 → Present
    Avivar Capital, Llc
    Los Angeles, CA
  • 08/2018 → 04/2019
    Balance Financial Management
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-09
  • S65 Uniform Investment Adviser Law Examination
    2019-08-09
Other Names
  • Jamie Nichols

View on SEC IAPD

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