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Nga Yu Ho

Monarch Wealth Strategies

Los Angeles, CA

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Current Employers
Monarch Wealth Strategies

222 East Carillo Street Suite 208, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-12
  • CA RA
    APPROVED
    Since 2024-03-12

Branch Locations

6430 Sunset Blvd., Suite 1433, Los Angeles, CA 90028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pdv Financial Management Los Angeles CA 08/2003 02/2024
Monarch Wealth Strategies Los Angeles CA 03/2024 Present
Previous Registrations
  • 2006-07-03 → 2024-03-13
    Pdv Financial Management
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-01
  • S65 Uniform Investment Adviser Law Examination
    2006-07-01
Other Names
  • Louisa Ho

View on SEC IAPD

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