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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-06-14 |
Branch Locations
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Appleton | WI | 04/2008 | 12/2016 |
| Rbc Capital Markets, Llc | Appleton | WI | 01/2017 | 11/2021 |
| City National Bank | Appleton | WI | 11/2019 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Green Bay | WI | 11/2021 | 06/2024 |
| Lpl Financial Llc | Appleton | WI | 06/2024 | Present |
| Gateway Wealth Partners, Llc | Appleton | WI | 06/2024 | Present |
1) 06/07/2024 - Bell Locksmith LLC - Business Owner - Locksmith - WI 54952 - Non investment related - 8 Hours per month - Start date: 06/30/2022. 2) 06/07/2024 - Gateway Financial Partner - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 06/21/2024 - Gateway Wealth Partners LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 6/14/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 06/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/13/2024- Bell Locksmith, LLC- Other - Borrower of a Loan- Not INV Related- Home based- Start date 11/01/2022- 10 HRS Per MTH 5) 04/13/2026 - Gateway Financial Partners - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/10/2026 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-30 |
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