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Gabriel E Garcia

Compound Planning, Inc.

New York, NY

Oakland, CA

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Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
WA RA APPROVED 2023-11-28
NY RA APPROVED 2023-10-19
TX RA APPROVED 2023-10-19
  • CA RA
    APPROVED
    Since 2025-01-01
  • WA RA
    APPROVED
    Since 2023-11-28
  • NY RA
    APPROVED
    Since 2023-10-19
  • TX RA
    APPROVED
    Since 2023-10-19

Branch Locations

115 Broadway 5Th Floor, New York, NY 10006 • United States

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management San Francisco CA 08/2013 02/2018
Morgan Stanley Smith Barney Llc San Francisco CA 02/2018 03/2021
Compound Advisers, Inc San Francisco CA 03/2021 11/2023
Compound Planning New York NY 10/2023 Present
  • 08/2013 → 02/2018
    First Republic Investment Management
    San Francisco, CA
  • 02/2018 → 03/2021
    Morgan Stanley Smith Barney Llc
    San Francisco, CA
  • 03/2021 → 11/2023
    Compound Advisers, Inc
    San Francisco, CA
  • 10/2023 → Present
    Compound Planning
    New York, NY
Previous Registrations
  • 2021-04-08 → 2023-11-27
    Compound Advisers, Inc.
    San Francisco, CA
    San Francisco, CA
  • 2018-02-13 → 2021-03-19
    Morgan Stanley
    Palo Alto, CA
    San Francisco, CA
  • 2013-08-21 → 2018-02-12
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
  • 2011-01-03 → 2013-08-21
    Wells Fargo Clearing Services, Llc
    Mountain View, CA
    Palo Alto, CA
    Palo Alto, CA
    San Mateo, CA
    Addison, TX
    San Leandro, CA
  • 2009-10-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Mountain View, CA
    Los Altos, CA
    Palo Alto, CA
  • 2008-08-15 → 2009-02-12
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-04
  • S66 Uniform Combined State Law Examination
    2008-08-04
Other Names
  • Gabriel Eloy Garcia
  • Gabriel E Garcia
  • Gabriel Garcia

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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