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Ralph Scott Agostini

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Incline Village, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-04-24
NV RA APPROVED 2023-03-01
TX RA APPROVED 2021-10-06
CA RA APPROVED 2020-11-02
  • ID RA
    APPROVED
    Since 2023-04-24
  • NV RA
    APPROVED
    Since 2023-03-01
  • TX RA
    APPROVED
    Since 2021-10-06
  • CA RA
    APPROVED
    Since 2020-11-02

Branch Locations

900 Tahoe Blvd, Incline Village, NV 89451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Incline Village NV 12/2019 Present
Iconic Vintage Burbank CA 06/2014 11/2019
Burbank Unified School District Burbank CA 02/2017 04/2018
Green Solar North Hollywood CA 01/2019 02/2019
Bank Of America, N.A. Incline Village NV 01/2020 Present
  • 12/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Incline Village, NV
  • 06/2014 → 11/2019
    Iconic Vintage
    Burbank, CA
  • 02/2017 → 04/2018
    Burbank Unified School District
    Burbank, CA
  • 01/2019 → 02/2019
    Green Solar
    North Hollywood, CA
  • 01/2020 → Present
    Bank Of America, N.A.
    Incline Village, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30
Other Names
  • Ralph Agostini

View on SEC IAPD

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Other Investors

STEVE RAY RUSSELL
JOSHUA SETH MARTIN
ERIC WILLIAM BICKENBACH
THERESA MARIE LARSEN
ELLIOT DEBRABANDER
JEFFREY MARK KLINGER
WILLIAM DONALD RADTKE
ERIKA ELIZABETH HERFERT

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · INCLINE VILLAGE, NV
UBS FINANCIAL SERVICES INC. · Incline Village, NV
1CONFIRMATION · INCLINE VILLAGE, NV
INDEPENDENT ADVISOR ALLIANCE, LLC · Incline Village, NV
WELLS FARGO CLEARING SERVICES, LLC · INCLINE VILLAGE, NV
U.S. BANCORP ADVISORS, LLC · Incline Village, NV
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · INCLINE VILLAGE, NV
MORGAN STANLEY · Incline Village, NV

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