Ralph Scott Agostini

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2023-04-24
NV	RA	APPROVED	2023-03-01
TX	RA	APPROVED	2021-10-06
CA	RA	APPROVED	2020-11-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Incline Village	NV	12/2019	Present
Iconic Vintage	Burbank	CA	06/2014	11/2019
Burbank Unified School District	Burbank	CA	02/2017	04/2018
Green Solar	North Hollywood	CA	01/2019	02/2019
Bank Of America, N.A.	Incline Village	NV	01/2020	Present

12/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Incline Village, NV
06/2014 → 11/2019

Iconic Vintage

Burbank, CA
02/2017 → 04/2018

Burbank Unified School District

Burbank, CA
01/2019 → 02/2019

Green Solar

North Hollywood, CA
01/2020 → Present

Bank Of America, N.A.

Incline Village, NV

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-30

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