Stephen Thomas Schwarzbach

Current Employers

Employment History

• 06/2009 → 02/2017
  Morgan Stanley Smith Barney
  Houston, TX
• 02/2017 → 08/2022
  Icon Wealth Partners, Llc
  Houston, TX
• 02/2017 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2009 → 02/2017
  Morgan Stanley Private Bank, National Association
  Houston, TX
• 08/2022 → Present
  Icon Wealth Advisors, Llc
  Houston, TX

Previous Registrations

• 2017-02-17 → 2022-08-01
  Icon Wealth Partners, Llc
  Houston, TX
• 2009-06-01 → 2017-02-23
  Morgan Stanley
  Houston, TX
• 2008-07-29 → 2009-06-01
  Citigroup Global Markets Inc.
  Houston, TX

Other Businesses

1) Mr. Schwarzbach is dually-registered with Icon Wealth Partners, LLC ("Icon") and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Schwarzbach has served as an investment advisor representative for Icon since 2/2017 and a registered representative with PKS since 2/2017. Business is conducted from 1980 Post Oak Boulevard, Suite 1300 Houston, TX 77056. Approximately 90% of Mr. Schwarzbach's time is for services as an investment advisor representative and the balance as a registered representative. 2) BLACK RIVER REALTY; INVESTMENT RELATED; 11923 ARBORDALE HOUSTON, TX 77024; INVESTMENT REAL ESTATE; PARTNER/OWNER; START DATE: 01/2009; 4 HOURS/MONTH; 0 HOURS/MONTH DURING TRADING HOURS; OWNER OF INVESTMENT REAL ESTATE PROPERTIES 3) SPRING SPIRIT BASEBALL; NOT INVESTMENT RELATED; 8526 PITNER ROAD HOUSTON, TX 77080; NON-PROFIT SERVING UNDERPRIVILEGED CHILDREN; DIRECTOR; 02/2009; 4 HOURS/MONTH; 1 HOUR DURING SECURITIES TRADING HOURS; DIRECTOR WITH GENERAL DUTIES PROVIDING OVERSIGHT AND INPUT ON THE PROGRAMS OFFERED TO LOCAL YOUTH

Exams

• S66 Uniform Combined State Law Examination
  2008-07-21