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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-13 |
Branch Locations
300 Madison Ave Fl 25, New York, NY 10017 • United States
Fairfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfj Investment Firm | Dallas | TX | 01/2011 | 12/2017 |
| Element50 | Fairfield | CT | 01/2021 | 12/2023 |
| Unemployed | Fairfield | CT | 01/2024 | 06/2024 |
| Prudential Advisors | Shelton | CT | 07/2024 | 08/2025 |
| Jim Dinardo | New York | NY | 09/2025 | 10/2025 |
| Pruco Securities Llc | Shelton | CT | 04/2024 | 11/2024 |
| Lpl Enterprise Llc | Shelton | CT | 11/2024 | 08/2025 |
| Allianz Global Investors Distributors Llc | New York | NY | 01/2013 | 12/2020 |
| Kevin Luchetta | New York | NY | 10/2025 | Present |
| James Dinardo | New York | NY | 10/2025 | Present |
| Stephen Schwartz | New York | NY | 10/2025 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-27 |
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