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Lynn Ann Shook

Raymond James & Associates, Inc.

Boulder, CO

Louisville, CO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-24
CO RA APPROVED 2020-04-07
  • TX RA
    APPROVED
    Since 2020-04-24
  • CO RA
    APPROVED
    Since 2020-04-07

Branch Locations

1881 9Th Street Suite 250, Boulder, CO 80302 • United States

Louisville, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Broomfield CO 06/2009 04/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2020
Raymond James & Associates, Inc Boulder CO 04/2020 Present
  • 06/2009 → 04/2020
    Morgan Stanley Smith Barney
    Broomfield, CO
  • 01/2015 → 04/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2020 → Present
    Raymond James & Associates, Inc
    Boulder, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-16
  • S66 Uniform Combined State Law Examination
    2008-07-16
Other Names
  • Lynn Ann Kiepe
  • Lynn A Shook

View on SEC IAPD

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