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Kristi Lynn Cain

Eagle Strategies LLC

Houston, TX

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-27
  • TX RA
    APPROVED
    Since 2023-02-27

Branch Locations

3200 Southwest Freeway Suite 1900, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Austin TX 01/2009 Present
New York Life Insurance Co Austin TX 01/2009 Present
Eagle Strategies Llc Houston TX 02/2023 Present
  • 01/2009 → Present
    Nylife Securities, Llc
    Austin, TX
  • 01/2009 → Present
    New York Life Insurance Co
    Austin, TX
  • 02/2023 → Present
    Eagle Strategies Llc
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-06-11
  • S63 Uniform Securities Agent State Law Examination
    2008-06-11
Designations
Other Names
  • Kristi Lynn Cain
  • Kristi Simmons
  • Kristi Lynn Wynn
  • Kristi Lynn Simmons

View on SEC IAPD

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