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CRD 5517019
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-06 |
| NY | RA | APPROVED | 2023-05-25 |
Branch Locations
1462 Nostrand Ave., Brooklyn, NY 11226 • United States
444 Fifth Avenue, Brooklyn, NY 11215 • United States
1002 Brighton Beach Ave, Brooklyn, NY 11235 • United States
883 Flatbush Avenue, Brooklyn, NY 11226 • United States
1509 Foster Avenue, Brooklyn, NY 11230 • United States
4724 13Th Ave., At 48Th Street, Brooklyn, NY 11219 • United States
127 Seventh Avenue, Brooklyn, NY 11215 • United States
4901 13Th Avenue, Brooklyn, NY 11219 • United States
4721 16Th Ave, Brooklyn, NY 11204 • United States
4323 18Th Avenue, Brooklyn, NY 11218 • United States
200 New Dorp Lane , Staten Island , NY 10306 • United States
1480 Forest Avenue, Staten Island, NY 10302 • United States
280 Page Avenue, Staten Island, NY 10307 • United States
666 Forest Avenue, Staten Island, NY 10310 • United States
5423 8Th Ave., Brooklyn, NY 11220 • United States
2640 Hylan Blvd, Staten Island, NY 10306 • United States
2845 Richmond Ave., Staten Island, NY 10314 • United States
754 Manor Rd, Staten Island, NY 10314 • United States
5101 Fourth Avenue, Brooklyn, NY 11220 • United States
6501 Ft Hamilton Pkwy, Brooklyn, NY 11219 • United States
1413 Hylan Blvd, Staten Island, NY 10305 • United States
4385 Amboy Rd, Staten Island, NY 10312 • United States
1275 Woodrow Rd, Staten Island, NY 10309 • United States
200 New Dorp Lane, Staten Island, NY 10306 • United States
7427 Fifth Ave., Brooklyn, NY 11209 • United States
621 Bay Street, Staten Island, NY 10304 • United States
413 86Th St, Brooklyn, NY 11209 • United States
9313 Third Avenue, Brooklyn, NY 11209 • United States
230 Arden Ave., Staten Island, NY 10312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 06/2011 | 04/2023 |
| J.P. Morgan Securities Llc | Staten Island | NY | 05/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 05/2023 | 07/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-28 |
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