Amber Kay Ortiz

Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  City National Securities, Inc.
  Montecito, CA

Previous Registrations

• 2013-05-08 → 2014-05-14
  U.S. Bancorp Advisors, Llc
  Santa Barbara, CA
• 2010-11-16 → 2012-02-10
  Cetera Investment Services Llc
  Santa Barbara, CA
  Santa Barbara, CA
  Goleta, CA

Other Businesses

(1) Name of Entity: Laguna Blanca School; Non-investment related; Address: 4125 Paloma Drive, Santa Barbara; Nature of OBA: Education: Private K-12 School; Position/Title/Relationship: Board Member; Start Date: 07/01/2021; Time devoted: 10 hours per month; 0 during securities trading hours Duties: Fiduciary role for the school as a board member. Oversight and advisory over the school. (2) Name of Entity: Towbes Family Foundation; Non-investment related; Address: 33 East Carrillo Street, Suite 201 Santa Barbara, CA 93101; Nature of OBA: Private Family Foundation; Position/Title/Relationship: Trustee; Start Date: 03/01/2023; Time devoted: 5 hours per month; 2 during securities trading hours; Duties: We support and provide fiduciary oversight of the organization. We participate in strategic and organizational planning for the foundation. I also sit on the finance and investment committee. (3) Name of the other business: United Way of Santa Barbara County, Inc. Whether the business is investment-related: Non investment-related The address of the other business: 320 E Gutierrez Street, Santa Barbara, CA 93101 The nature of the other business: Foundation/Charitable Institution Your position; title, or relationship with the other business: Committee Member The start date of your relationship: 01/12/2016 The approximate number of hours/month you devote to the other business: 2 The number of hours you devote to the other business during securities trading hours: 1 Briefly describe your duties relating to the other business: Enhance education and financial stability for children and families in Santa Barbara County.

Exams

• S66 Uniform Combined State Law Examination
  2010-08-31
• S63 Uniform Securities Agent State Law Examination
  2008-05-08

Designations

• Certified Financial Planner

Other Names

• Amber Kay Dominguez