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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-05-29 |
Branch Locations
10801 West Charleston Boulevard 2Nd Floor, Las Vegas, NV 89135 • United States
1205 Coast Village Road 1St Floor, Montecito, CA 93108 • United States
Santa Barbara, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Securities, Inc. | Montecito | CA | 05/2014 | Present |
(1) Name of Entity: Laguna Blanca School; Non-investment related; Address: 4125 Paloma Drive, Santa Barbara; Nature of OBA: Education: Private K-12 School; Position/Title/Relationship: Board Member; Start Date: 07/01/2021; Time devoted: 10 hours per month; 0 during securities trading hours Duties: Fiduciary role for the school as a board member. Oversight and advisory over the school. (2) Name of Entity: Towbes Family Foundation; Non-investment related; Address: 33 East Carrillo Street, Suite 201 Santa Barbara, CA 93101; Nature of OBA: Private Family Foundation; Position/Title/Relationship: Trustee; Start Date: 03/01/2023; Time devoted: 5 hours per month; 2 during securities trading hours; Duties: We support and provide fiduciary oversight of the organization. We participate in strategic and organizational planning for the foundation. I also sit on the finance and investment committee. (3) Name of the other business: United Way of Santa Barbara County, Inc. Whether the business is investment-related: Non investment-related The address of the other business: 320 E Gutierrez Street, Santa Barbara, CA 93101 The nature of the other business: Foundation/Charitable Institution Your position; title, or relationship with the other business: Committee Member The start date of your relationship: 01/12/2016 The approximate number of hours/month you devote to the other business: 2 The number of hours you devote to the other business during securities trading hours: 1 Briefly describe your duties relating to the other business: Enhance education and financial stability for children and families in Santa Barbara County.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-08 |
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