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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-09
NC RA APPROVED 2008-05-16
  • TX RA
    APPROVED_RES
    Since 2019-10-09
  • NC RA
    APPROVED
    Since 2008-05-16

Branch Locations

910 Tate Blvd Se, Hickory, NC 28602 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Hickory NC 04/2008 Present
Thrivent Financial For Lutherans Appleton WI 05/2008 Present
Other Businesses

CATAWBA MEDICAL FOUNDATION BOARD POSITION: Board of Directors NATURE: The position of director for the board of Catawba Medical Foundation is to advise the staff on programming and provide fiduciary oversight for the Foundation. CMF is a 501(c)(3) charitable organization that exists to support the mission of Catawba Valley Health System. Our requirements include board meetings, retreats, and special events; participating in events; and personally supporting the Foundation. The Board of Directors of CMF operates under the oversight of the Board of Trustees of CVHS. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/24/2019 ADDRESS: 810 Fairgrove Church Rd, Hickory NC 28602, United States DESCRIPTION: The position of director for the board of Catawba Medical Foundation is to advise the staff on programming and provide fiduciary oversight for the Foundation. CMF is a 501(c)(3) charitable organization that exists to support the mission of Catawba Valley Health System. Our requirements include board meetings, retreats, and special events; participating in events; and personally supporting the Foundation. The Board of Directors of CMF operates under the oversight of the Board of Trustees of CVHS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-15
  • S66 Uniform Combined State Law Examination
    2008-05-15

View on SEC IAPD

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