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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2015-03-12
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2015-03-12

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Middle Village, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 11/2013 Present
  • 11/2013 → Present
    Citigroup
    New York, NY
Other Businesses

Rental Property (Unit 1) - Miami, FL; Investment-related; Started: 6/24/2022; Title: Owner; Duties: I will be the 50 % owner of the property; 0 hours are devoted each month during securities trading hours; 0 hours are devoted each month outside of securities trading hours. ///// Rental Property (Unit 2) - Miami, FL; Investment-related; Started: 8/01/2022; Title: Owner; Duties: 50% owner purchase of the unit will be in south beach miami FL 33139; 0 hours are devoted each month during securities trading hours; 0 hours are devoted each month outside of securities trading hours.///// 631 KLD LLC; Investment-related; Nature: Hold real estate assets; Miami, FL; Started: 6/29/2022; Title: Member; Duties: Member of LLC. Full authority to manage personal properties under LLC; No time is devoted each month during securities trading hours; No time is devoted each month outside of securities trading hours;///OA name: Bavaria Logistics, Nature: consumer goods imports (Investment-related: No, Location: Middle Village, NY, started 12/31/2020), Title: owner, Duties: owner, Hours: (0 during trading hours/month, 1-5 during non-trading hours/month).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-09
S63 Uniform Securities Agent State Law Examination 2010-06-07
  • S65 Uniform Investment Adviser Law Examination
    2015-03-09
  • S63 Uniform Securities Agent State Law Examination
    2010-06-07
Other Names
  • Leonardo Diaz
  • Leonardo Ivan Diaz

View on SEC IAPD

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