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Ashita Axit Patel

Schwab Wealth Advisory, Inc.

Jersey City, NJ

San Francisco, CA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-04
NJ RA APPROVED 2022-08-08
  • TX RA
    APPROVED
    Since 2023-01-04
  • NJ RA
    APPROVED
    Since 2022-08-08

Branch Locations

30 Hudson Street, Jersey City, NJ 07302 • United States

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Millburn NJ 04/2008 02/2018
Td Ameritrade, Inc. Englishtown NJ 02/2018 07/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 07/2022
Schwab Private Client Investment Advisory Jersey City NJ 07/2022 Present
  • 04/2008 → 02/2018
    Scottrade, Inc.
    Millburn, NJ
  • 02/2018 → 07/2022
    Td Ameritrade, Inc.
    Englishtown, NJ
  • 02/2018 → 07/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 07/2022 → Present
    Schwab Private Client Investment Advisory
    Jersey City, NJ
Previous Registrations
  • 2018-02-27 → 2022-08-09
    Td Ameritrade, Inc.
    Englishtown, NJ
    Bridgewater, NJ
    Englishtown, NJ
    Red Bank, NJ
  • 2018-02-26 → 2022-08-09
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Englishtown, NJ
    Bound Brook, NJ
    Bridgewater, NJ
    Red Bank, NJ
  • 2017-02-23 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-21
S63 Uniform Securities Agent State Law Examination 2009-08-12
  • S66 Uniform Combined State Law Examination
    2017-02-21
  • S63 Uniform Securities Agent State Law Examination
    2009-08-12
Other Names
  • Ashita A Patel

View on SEC IAPD

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Other Offices

MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
MSRESS III MANAGER, L.L.C. · NEW YORK, NY
MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY
MORGAN STANLEY INFRASTRUCTURE INC. · NEW YORK, NY
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. · NEW YORK, NY
MSREF REAL ESTATE ADVISOR, INC. · NEW YORK, NY
MORGAN STANLEY REAL ESTATE ADVISOR, INC. · NEW YORK, NY
MORGAN STANLEY | EATON VANCE CLO MANAGER LLC · NEW YORK, NY

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