Thomas M Valentine

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 04/2019
  Cambridge Investment Research, Inc
  Fairfield, IA
• 06/2018 → Present
  Mass Mutual Life Insurance Company
  Worcester, MA
• 04/2019 → Present
  Mml Investors Services
  Worcester, MA

Other Businesses

1) Name: Thomas Valentine, Inv rel: Y, Add: 645 Chandler St. Worcester, MA. 01602, Nature: Life insurance sales, Position: Sales, Start date: 4/15/2019, No. HR/MO: 5, No. HR/MO during sec trading: 5 2) NAME: Wachusett Warriors Baseball, INV REL: N, ADD: At Residential Address, NATURE: Travel Baseball Program, POSITION: Director, START DATE: 04/01/2026, NO. HR/MO: 15, NO. HR/MO DURING SEC TRADING: 1, DUTIES: Run program, Oversee coaches' communications, Order uniforms, Schedule practice and events, Coach team

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-07-15