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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-21
FL RA APPROVED 2021-01-07
  • TX RA
    APPROVED
    Since 2021-01-21
  • FL RA
    APPROVED
    Since 2021-01-07

Branch Locations

1416 Park Avenue, Suite 202, Fernandina Beach, FL 32034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2011 01/2021
Bank Of America, N.A. Jacksonville FL 03/2012 01/2021
Raymond James & Associates Fernandina Beach FL 01/2021 Present
Previous Registrations
Other Businesses

I*1897 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: Nassau County Board of Economic Development Investment related: N Address of business: Yulee, Florida 32097 Nature of business: Economic and Community Development in Nassau Count, Position, title, association: Board Member, Start date of relationship: 9/29/2016 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Donor Development

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-18
S63 Uniform Securities Agent State Law Examination 2008-05-25
  • S66 Uniform Combined State Law Examination
    2008-11-18
  • S63 Uniform Securities Agent State Law Examination
    2008-05-25
Other Names
  • Carmen Marie Miskowiec

View on SEC IAPD

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