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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-21 |
| FL | RA | APPROVED | 2021-01-07 |
Branch Locations
1416 Park Avenue, Suite 202, Fernandina Beach, FL 32034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 11/2011 | 01/2021 |
| Bank Of America, N.A. | Jacksonville | FL | 03/2012 | 01/2021 |
| Raymond James & Associates | Fernandina Beach | FL | 01/2021 | Present |
I*1897 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: Nassau County Board of Economic Development Investment related: N Address of business: Yulee, Florida 32097 Nature of business: Economic and Community Development in Nassau Count, Position, title, association: Board Member, Start date of relationship: 9/29/2016 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Donor Development
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-25 |
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