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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-05-03 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
2361 Dick Pond Rd, Surfside Beach, SC 29575 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Decatur | GA | 04/2008 | 01/2017 |
| Wells Fargo Advisors Llc | Cumming | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cumming | GA | 11/2016 | 01/2017 |
| Bb&T | Cumming | GA | 01/2017 | 02/2018 |
| Bbtis | Charlotte | NC | 01/2017 | 02/2018 |
| Bb&T Securities, Llc | Cumming | GA | 01/2018 | 02/2018 |
| Wells Fargo Clearing Services, Llc | Myrtle Beach | SC | 04/2018 | Present |
| Wells Fargo Bank, Na | Myrtle Beach | SC | 04/2018 | Present |
RENTAL PROPERTY, INVT RELATED, DAWSONVILLE, GA, 100% OWNERSHIP WITH SPOUSE, START DATE 6/1/2019, 0.25 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-26 |
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