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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
6670 Fourth Section Rd, Brockport, NY 14420-2448 • United States
3177 Latta Road Ste 10, Rochester, NY 14612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esl Investment Services, Llc | Brockport | NY | 02/2016 | Present |
| Lpl Financial, Llc | Brockport | NY | 02/2016 | Present |
1)2/8/16- ESL INVESTMENT SERVICES, LLC/DBA for LPL Business/100%/Brockport, NY 2) 1/10/2018 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/26/2017 - 20 Hours Per Month/1 Hour During Securities Trading - Life, Disability, Long Term Care.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-02 |
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