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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
29 Clinton St, Brockport, NY 14420 • United States
219 E Main St, Batavia, NY 14020 • United States
Leroy, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Batavia | NY | 08/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Brockport | NY | 03/2020 | Present |
Outside Employment; Stormtack LLC; Employee; This is how we manage income.; 219 E. Main St., , Batavia, NY, 14020; Investment-Related; 01/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-03-31 |
| S66 | Uniform Combined State Law Examination | 2000-08-14 |
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