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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-02-09 |
Branch Locations
117 S Union St Suite 1, Spencerport, NY 14559 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spencerport Depot And Canal Museum | Spencerport | NY | 05/2017 | 12/2023 |
| Health And Life Insurance Broker | Spencerport | NY | 07/2017 | Present |
| Simple Technology Services | Jane Brook | 01/2014 | 12/2016 | |
| Sylvan Learning Centers | Greece | NY | 11/2016 | 07/2017 |
| Lpl Financial Llc | Rochester | NY | 11/2021 | Present |
1) 11/18/2021 - Simple Technology Services LLC - Business Owner - Website Design - Non-Inv Rel - Spencerport, NY - Start: 11/2016 - 20 Hr/Mth 2) 09/13/2023 - Monroe Community College - Outside/W-2 Employment - Employee at Public Safety Training Facility - Not Investment Related - Rochester, NY - Start Date 12/14/2021 - 4 Hours Per Month/ 1 Hour During Trading 3) 03/25/2024 - Lift Bridge Financial - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/19/2021 - 10 Hours Per Month/ During Trading 4) 03/25/2024 - Lift Bridge Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/14/2024 - 140 Hours Per Month/ During Trading 5) 01/07/2025 - Spencerport Depot and Canal Museum - Outside/W-2 Employment - Spencerport, NY - Start Date 01/01/2025 - 3 hours per month/ 0 hours during trading 6) 09/24/2025- Lift Bridge Insurance Services LLC- Insurance Agency- INV Related- At Reporting Business Location(s)- Start date 12/18/2024- 10 Hours Per Month - 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-11 |
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