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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-07
PA RA APPROVED 2024-02-28
OR RA APPROVED 2024-02-23
NC RA APPROVED 2022-02-18
NY RA APPROVED 2021-04-08
TX RA APPROVED_RES 2020-10-29
VA RA APPROVED 2020-10-29
OH RA APPROVED 2020-10-19
CT RA APPROVED 2020-01-02
FL RA APPROVED 2019-02-28
CA RA APPROVED 2019-02-27
  • AZ RA
    APPROVED
    Since 2025-07-07
  • PA RA
    APPROVED
    Since 2024-02-28
  • OR RA
    APPROVED
    Since 2024-02-23
  • NC RA
    APPROVED
    Since 2022-02-18
  • NY RA
    APPROVED
    Since 2021-04-08
  • TX RA
    APPROVED_RES
    Since 2020-10-29
  • VA RA
    APPROVED
    Since 2020-10-29
  • OH RA
    APPROVED
    Since 2020-10-19
  • CT RA
    APPROVED
    Since 2020-01-02
  • FL RA
    APPROVED
    Since 2019-02-28
  • CA RA
    APPROVED
    Since 2019-02-27

Branch Locations

2833 Ridge Road West Ms: Nyr144, Rochester, NY 14626 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Rochester NY 03/2015 Present
Citizens Securities, Inc. Rochester NY 07/2017 Present
Previous Registrations
  • 2015-11-24 → 2017-07-25
    M&T Securities, Inc.
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Cheektowaga, NY
    Rochester, NY
    Spencerport, NY
    Brockport, NY
    Elba, NY
    Oakfield, NY
    Corfu, NY
    Lyndonville, NY
    Batavia, NY
    Lockport, NY
    Lockport, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-23
S63 Uniform Securities Agent State Law Examination 2009-11-04
  • S66 Uniform Combined State Law Examination
    2015-11-23
  • S63 Uniform Securities Agent State Law Examination
    2009-11-04

View on SEC IAPD

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