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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-11 |
Branch Locations
6670 Fourth Section Rd, Brockport, NY 14420-2448 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esl Federal Credit Union | Rochester | NY | 03/2010 | Present |
| Lpl Financial Llc | Rochester | NY | 11/2012 | Present |
| Esl Investment Services, Llc | Rochester | NY | 05/2013 | Present |
(1) 02/10/2016: Investment products and services are offered through LPL Financial LLC using the DBA/trade name ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Start 02/01/2016 - 100 Hr/Mo; 8 Hour(s) During Securities Trading (2) 12/30/2021 - ESL Investment Services, LLC - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 10/1/2019 - 20 Hours Per Month/1 Hours During Securities Trading (3) 06/02/2023 - NJC Property Maintenance, INC - Not Investment Related - Hamlin, NY - Family Business - Part-Owner - Start Date 06/01/2023 - 4 Hours Per Month/ 0 During Securities Trading (4) 06/30/2026 - Crawford's Mobile Tires - Other - Check Depositor for Husband's Business - Not Investment Related - Hamlin, NY - Start Date 06/25/2026 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-02 |
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