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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-07 |
| VA | RA | APPROVED | 2021-07-06 |
Branch Locations
4470 Cox Rd. Suite 150, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 09/2013 | 07/2021 |
| Questar Asset Management | Minneapolis | MN | 09/2013 | 07/2021 |
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 07/2021 |
| Lpl Financial, Llc | Glen Allen | VA | 07/2021 | Present |
1) 7/2021 - DBA for LPL Business (entity for LPL business) - Capstone Financial Group - Investment Related - Glen Allen, VA 23060 2) 7/2021 - DBA for LPL Business (entity for LPL business) - Capstone Financial Group, Inc. - Investment Related - Glen Allen, VA 23060 3) 11/2015 - Non-Variable Insurance - Capstone Financial Partners, Inc. - Investment Related - Glen Allen, VA 23060
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-05 |
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