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Marcel Richard Morin

LPl Financial LLC

Glen Allen, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-07
VA RA APPROVED 2021-07-06
  • TX RA
    APPROVED_RES
    Since 2021-07-07
  • VA RA
    APPROVED
    Since 2021-07-06

Branch Locations

4470 Cox Rd. Suite 150, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 09/2013 07/2021
Questar Asset Management Minneapolis MN 09/2013 07/2021
Kestra Financial Services, Inc. Austin TX 04/2016 07/2021
Lpl Financial, Llc Glen Allen VA 07/2021 Present
  • 09/2013 → 07/2021
    Questar Capital Corporation
    Minneapolis, MN
  • 09/2013 → 07/2021
    Questar Asset Management
    Minneapolis, MN
  • 04/2016 → 07/2021
    Kestra Financial Services, Inc.
    Austin, TX
  • 07/2021 → Present
    Glen Allen, VA
Previous Registrations
  • 2016-04-18 → 2021-07-07
    Glen Allen, VA
  • 2015-11-16 → 2016-09-22
    Kestra Investment Services, Llc
    Glen Allen, VA
  • 2013-09-03 → 2015-12-16
    Questar Asset Management, Inc.
    Minneapolis, MN
    Glen Allen, VA
  • 2012-01-03 → 2013-09-06
    Msi Financial Services, Inc.
    Lewiston, ME
    Exeter, NH
    Falmouth, ME
  • 2011-04-14 → 2011-12-01
    Hampton, NH
    Norwood, MA
  • 2011-01-21 → 2011-04-25
    New England Securities
    Exeter, NH
    Falmouth, ME
    Wakefield, MA
  • 2010-12-02 → 2011-04-19
    Overland Park,, KS
  • 2010-06-21 → 2010-11-22
    Investment Advisors Corp
    Portsmouth, NH
  • 2009-04-08 → 2010-07-07
    Msi Financial Services, Inc.
    Exeter, NH
    Falmouth, ME
Other Businesses

1) 7/2021 - DBA for LPL Business (entity for LPL business) - Capstone Financial Group - Investment Related - Glen Allen, VA 23060 2) 7/2021 - DBA for LPL Business (entity for LPL business) - Capstone Financial Group, Inc. - Investment Related - Glen Allen, VA 23060 3) 11/2015 - Non-Variable Insurance - Capstone Financial Partners, Inc. - Investment Related - Glen Allen, VA 23060

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-24
S63 Uniform Securities Agent State Law Examination 2008-06-05
  • S65 Uniform Investment Adviser Law Examination
    2009-03-24
  • S63 Uniform Securities Agent State Law Examination
    2008-06-05
Other Names
  • Marcel Morin

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