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10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-27 |
| NY | RA | APPROVED | 2023-11-06 |
Branch Locations
10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-09 |
| NY | RA | APPROVED | 2023-05-19 |
Branch Locations
10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Los Angeles | CA | 08/2016 | 04/2018 |
| Raymond James & Associates | New York | NY | 04/2018 | 06/2023 |
| Quantum Portfolio Management, Llc | New York | NY | 02/2023 | Present |
| Index Technologies Group, Llc | New York | NY | 09/2023 | Present |
1.Index Technologies Group, LLC, address same as office address. Investment-related, Title: same as Quantum, Start Date: 09/2023, Spend 25% of time
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
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