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Current Employers
Index Technologies Group Llc

10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-27
NY RA APPROVED 2023-11-06
  • TX RA
    APPROVED
    Since 2025-06-27
  • NY RA
    APPROVED
    Since 2023-11-06

Branch Locations

10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States

Quantum Portfolio Management, Llc

10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-09
NY RA APPROVED 2023-05-19
  • TX RA
    APPROVED_RES
    Since 2024-01-09
  • NY RA
    APPROVED
    Since 2023-05-19

Branch Locations

10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Los Angeles CA 08/2016 04/2018
Raymond James & Associates New York NY 04/2018 06/2023
Quantum Portfolio Management, Llc New York NY 02/2023 Present
Index Technologies Group, Llc New York NY 09/2023 Present
Previous Registrations
Other Businesses

1.Index Technologies Group, LLC, address same as office address. Investment-related, Title: same as Quantum, Start Date: 09/2023, Spend 25% of time

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
  • S66 Uniform Combined State Law Examination
    2009-12-30
Other Names
  • Maria Lee

View on SEC IAPD

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