David Bassel Ferraro

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Franklin, TN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Columbia, TN

Previous Registrations

• 2010-10-01 → 2013-08-20
  Msi Financial Services, Inc.
  Memphis, TN

Exams

• S66 Uniform Combined State Law Examination
  2010-07-24

Other Names

• David B Ferraro
• David Bassel Ferraro Jr