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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-16 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
1534 N Vermont Ave, Los Angeles, CA 90027 • United States
245 N Larchmont Blvd, Los Angeles, CA 90004 • United States
1600 Vine St, Hollywood, CA 90028 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Los Angeles / Van Nuys | CA | 02/2007 | Present |
| Wells Fargo Advisors Llc | Los Angeles | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
RENTAL PROPERTY; INV-RELATED; ENCINO, CA; 100% OWNERSHIP; START 12/1/2014; HOURS: 2 PER MONTH, 0 DURING TRADING; LANDLORD RENTAL PROPERTY, INV RELATED, NORTH HOLLYWOOD, CA, 100% OWNERSHIP, START 11/21/2016, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. LUXURY LAUREL HOA, NOT INV RELATED, NORTH HOLLYWOOD, CA, PRESIDENT, START 9/20/2018, 4 HOURS PER MONTH, .01 DURING TRADING, ATTENDING MEETINGS, CREATING BUDGET, DISCUSSING FINANCES, AND IMPROVING THE CONDITION OF THE BUILDING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-30 |
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