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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-25 |
| LA | RA | APPROVED | 2018-06-04 |
Branch Locations
1540 W Causeway Approach, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mandeville | LA | 01/2011 | 06/2018 |
| Bank Of America, N.A. | Mandeville | LA | 06/2011 | 06/2018 |
| Raymond James & Associates | Mandeville | LA | 06/2018 | Present |
I*106806 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POISSON ROUGE CATERING, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: METAIRIE, LOUISIANA 70002 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/19/2017 NUMBER OF HOURS DEVOTED: 5 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CATERING, COOKING (2)Name of Business : Friends Helping Kids, Inc Address: 1068 Whitetail Drive,Mandeville, LA Nature of the Business: Board Member/Officer/Director Position/Title: Director Investment Related:Yes Start Date: 03/05/2008 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: Director in organizing activities and a summer camp for children with disabilities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-27 |
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