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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-27 |
| TX | RA | APPROVED_RES | 2026-07-27 |
| FL | RA | APPROVED | 2026-07-24 |
| NY | RA | APPROVED | 2026-07-22 |
Branch Locations
45 Rockefeller Plaza, New York, NY 10111 • United States
5355 Town Center Rd Floor 6, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 05/2015 | 07/2026 |
| Rockefeller Financial Llc | Ny | NY | 07/2026 | Present |
| Rockefeller Financial Llc | Boca Raton | FL | 07/2026 | Present |
"Tropic Palms LLC; 32 Skyline Dr., Morristown, NJ 07960; Real Estate; Owner; 01/15/2025; 1 or more per month; 0 hours during trading hours; Rental Property Hardyfast LLC; 261 Engle Street, NJ 07670; Real Estate; Owner; 08/23/2018; 1 or more per month; 0 hours during trading hours; Real Estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-30 |
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