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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

6300 E. Spring St, Long Beach, CA 90815 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Long Beach CA 10/2012 Present
Jpmorgan Chase Bank, Na. Long Beach CA 10/2012 Present
Previous Registrations
  • 2011-01-05 → 2012-10-01
    Chase Investment Services Corp.
    Long Beach, CA
  • 2008-08-13 → 2009-01-09
    Morgan Stanley & Co. Llc
    Santa Ana, CA
Other Businesses

Entity Name: SANDYHOOK LP LLC Investment related: No "Address: FULLERTON, CA 92833" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: UTILIZING RESIDENTAL PROPERTY FOR BUSINESS PURPOSE UNDER AIRBNB

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-11
  • S66 Uniform Combined State Law Examination
    2008-08-11

View on SEC IAPD

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