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Robert Earl Coe

Wells Fargo Clearing Services, LLC

Pasadena, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-03
CA RA APPROVED 2023-06-30
  • TX RA
    APPROVED
    Since 2025-04-03
  • CA RA
    APPROVED
    Since 2023-06-30

Branch Locations

225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Pasadena CA 06/2009 06/2023
Morgan Stanley Private Bank, N.A. New York NY 01/2015 06/2023
Wells Fargo Clearing Services, Llc Pasadena CA 06/2023 Present
  • 06/2009 → 06/2023
    Morgan Stanley Smith Barney Llc
    Pasadena, CA
  • 01/2015 → 06/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2023 → Present
    Wells Fargo Clearing Services, Llc
    Pasadena, CA
Previous Registrations
  • 2009-06-01 → 2023-07-07
    Morgan Stanley
    Pasadena, CA
  • 2008-07-15 → 2009-06-01
    Morgan Stanley & Co. Llc
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-12
  • S66 Uniform Combined State Law Examination
    2008-06-12

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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