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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-07-02 |
| OH | RA | APPROVED | 2015-06-19 |
Branch Locations
431 West Eads Parkway, Lawrenceburg, IN 47025 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Cincinnati | OH | 11/2010 | Present |
| Fifth Third Securities | Cincinnati | OH | 04/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-02 |
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