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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-01-06 |
| NM | RA | APPROVED | 2008-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 12/2008 | Present |
| Bank Of America,N.A. | Albuquerque | NM | 06/2011 | Present |
I*578246 For profit or not for profit: Entity For Profit Name of outside business organization: AL Design LLC Investment related: N Address of business: Corrales, New Mexico, 87048 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/1/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , My wife is starting a design business in which she will sub contract back to her current employer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-29 |
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