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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-16 |
| SC | RA | APPROVED | 2023-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities Inc | Columbia | SC | 04/2015 | 06/2018 |
| Edward Jones | St Louis | MO | 07/2018 | 04/2020 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 05/2020 | 01/2021 |
| Wells Fargo Bank, Na | Columbia | SC | 05/2020 | 01/2021 |
| Tf Wealth Advisors, Llc | Columbia | SC | 01/2021 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-18 |
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