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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-17 |
| IA | RA | APPROVED | 2009-01-22 |
Branch Locations
2600 Westown Pkwy Ste 210, West Des Moines, IA 50266 • United States
Adel, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | West Des Moines | IA | 03/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | Present |
Business Ownership; ARZ LLC; Owner; I am establishing an LLC to pay for all my business expenses such as rent, travel, etc...; 1404 Timberview Drive, , Adel, IA, 50003; Not Investment-Related; 02/28/2017; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Iowans for adoption; President; PO Box 93, , Gilbert, IA, 50105; Not Investment-Related; 01/27/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-16 |
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