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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-11-02 |
| TX | RA | APPROVED | 2023-11-01 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
580 Longbow Dr Ste 106, Maumee, OH 43537 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Maumee | OH | 03/2008 | 11/2023 |
| Debtmerica, Llc | Toledo | OH | 02/2011 | 08/2021 |
| Transamerica Financial Advisors, Inc | Maumee | OH | 01/2012 | 11/2023 |
| Ballet Theatre Of Toledo | Holland | OH | 12/2013 | 11/2023 |
| Toledo Area Small Business Association | Toledo | OH | 02/2016 | 11/2023 |
| Epic Toledo | Toledo | OH | 01/2015 | 06/2020 |
| Hudak Enterprises, Llc | Temperance | MI | 12/2017 | 11/2023 |
| Bni | Sylvania | OH | 11/2018 | 11/2023 |
| Fist Office Partners, Llc | Daytona Beach Shores | FL | 10/2017 | 11/2023 |
| 3815 South Atlantic Avenue Unit | Daytona Beach Shores | FL | 03/2021 | 11/2023 |
| Aflac | Columbus | GA | 10/2021 | 11/2023 |
| Wealthwave | Maumee | OH | 01/2020 | 11/2023 |
| Lpl Financial Llc | Toledo | OH | 11/2023 | Present |
1) 10/2023 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 2) 10/2023 - One Resource Group - Non-Variable Insurance - Inv. Related - Roanoke, IN - Agent Selling Insurance- Start Date 10/20/2023 - 4hrs/month - 10% time spent 3) 10/2023 - FIST Office Partners LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Toledo, OH - Partner- Start Date 10/20/2023 - 0hrs/month - 0% time spent 4) 10/2023 - 3815 South Atlantic Ave. Unit 304 Daytona Beach Shores, FL 32118 - Real Estate Rental - Inv. Related - Toledo, OH 43623 - Owner - Start Date 3/1/2021 - 0hrs/month - 0% time spent 5) 10/2023 - Hudak Enterprises, LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Toledo, OH - Co-owner - Start Date 12/1/2017 - 0hrs/month - 0% time spent 6) 10/2023 - World Financial Group - Non-Variable Insurance - Inv. Related - Johns Creek, VA - Agent Selling Insurance- Start Date 1/4/2008 - 0hrs/month - 0% time spent 7) 10/2023 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-30 |
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