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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
WI RA APPROVED 2017-08-11
CA RA APPROVED 2017-08-10
MD RA APPROVED 2010-07-12
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • WI RA
    APPROVED
    Since 2017-08-11
  • CA RA
    APPROVED
    Since 2017-08-10
  • MD RA
    APPROVED
    Since 2010-07-12

Branch Locations

7065 Arundel Mills Circle, Hanover, MD 21076 • United States

9824 Herczog Rd Gatehouse 4, Fort Meade, MD 20755 • United States

840 Elkridge Landing Rd, Linthicum, MD 21090 • United States

1077 Maryland Rte 3 North, Gambrills, MD 21054 • United States

6030 Daybreak Circle, Clarksville, MD 21029 • United States

9207 Lakeside Bvld, Annapolis Junction, MD 20701 • United States

9150-12 Baltimore National Pike, Ellicott City, MD 21042 • United States

25 Magothy Branch Road, Pasadena, MD 21122 • United States

9800 Savage Rd. Ops 2A, Fort Meade, MD 20755 • United States

300 Sentinel Dr Suite 190, Annapolis Junction, MD 20701 • United States

9021 Snowden Square Dr, Columbia, MD 21046 • United States

7901 Sandy Spring Rd., Laurel, MD 20707 • United States

810 Bestgate Rd Ste 110, Annapolis, MD 21401 • United States

Hanover, MD • United States

231 Najoles Rd, Millersville, MD 21108 • United States

9250 Sigaba Way, Ft Meade, MD 20755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tower Federal Credit Union Hanover MD 09/2005 Present
Lpl Financial Llc Hanover MD 06/2009 Present
  • 09/2005 → Present
    Tower Federal Credit Union
    Hanover, MD
  • 06/2009 → Present
    Hanover, MD
Other Businesses

1. 12/8/2015: Tower Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2016 - 40 Hours Per Month During Securities Trading. 2. 12/07/2021 - Phoenix Upper Main - Not Investment Related - 8308 Main Street, Ellicott City, MD 21043 - Outside/W-2 Employment - Waiter - Start Date: 12/13/2021 - 20 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-09
  • S66 Uniform Combined State Law Examination
    2010-07-09

View on SEC IAPD

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