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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-09 |
| NY | RA | APPROVED | 2022-03-11 |
| FL | RA | APPROVED | 2022-03-08 |
Branch Locations
350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Fort Lauderdale | FL | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 11/2016 | 06/2020 |
| Ubs Financial Services Inc | Stamford | DE | 06/2020 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 04/2021 | Present |
GBJB LLC; INV RELATED; PLATTSBURGH, NY; 49% OWNERSHIP; START DATE: 6/1/2023; 1 HR PER MONTH; 0 HRS DURING TRADING. | RENTAL PROPERTY; INV RELATED; PLATTSBURGH, NY; 49% OWNERSHIP; 04/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-31 |
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