Mote Zawalunow

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 10/2012 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 04/2023 → Present
  16 Florence Street Llc
  Staten Island, NY

Previous Registrations

• 2009-10-01 → 2012-10-01
  Chase Investment Services Corp.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York City, NY
  New York, NY
  New York, NY
  New York, NY
  New York City, NY
  New York, NY

Other Businesses

Entity Name: Rental Property #1 Investment related: No Address: Brooklyn, NY Nature of the other business: Real Estate Position/ Title/ Relationship: Owner / Partner Start Date: Sep 16, 2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the owner and landlord of this property. My involvement with this property is entirely personal and is not related to, nor does it overlap with, my professional responsibilities at JPMorgan. Entity Name: 16 Florence Street LLC Investment related: No Address: Investment Property Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/18/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the owner and landlord of this property. My involvement with this property is entirely personal and is not related to, nor does it overlap with, my professional responsibilities at JPMorgan. Entity Name: Rental Property #2 Investment related: N Address: Staten Island, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/ Partner Start Date: 02/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the owner and landlord of this property. My involvement with this property is entirely personal and is not related to, nor does it overlap with, my professional responsibilities at JPMorgan. Entity Name: Rental Property #3 Investment related: N Address: Staten Island, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/15/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the owner and landlord of this property. My involvement with this property is entirely personal and is not related to, nor does it overlap with, my professional responsibilities at JPMorgan. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/1/2020 ADDRESS: STATEN ISLAND NY DETAILS: RESIDENTIAL MULTIFAMILY PROPERTY. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1-2 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/20/2017 ADDRESS: STATEN ISLAND, NY DETAILS: 3 FAMILY INVESTMENT PROPERTY. HOURS DEDICATED (per month unless otherwise indicated): 1-2 HOURS A MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES Entity Name: SportBLX Investment related: Yes Address: 510 MADISON AVE FL 9 NEW YORK, NY 10022 Nature of the other business: Technology Company Position/Title/Relationship: Owner/Partner Start Date: 06/27/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: SportBLX is a revolutionary technology company which has developed a marketplace for fans and investors to buy digital shares of their favorite sports assets.

Exams

• S66 Uniform Combined State Law Examination
  2009-09-25
• S63 Uniform Securities Agent State Law Examination
  2008-04-22