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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-07-03 |
| NV | RA | APPROVED | 2023-06-27 |
| KY | RA | APPROVED | 2021-07-02 |
| NY | RA | APPROVED | 2021-02-23 |
| FL | RA | APPROVED | 2020-02-10 |
| CO | RA | APPROVED | 2020-01-30 |
| MI | RA | APPROVED | 2013-05-01 |
| CA | RA | APPROVED | 2011-04-12 |
Branch Locations
750 B Street Suite 3100, San Diego, CA 92101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | San Diego | CA | 03/2008 | Present |
Linday Brean Public Relations Inc.; Non-investment related; San Diego, CA; Public Relations; Director; Started May 26, 2020; 32 hrs/mo total; zero hrs/mo during securities trading hours; Assist with financial management and accounting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-09 |
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